Minhal Somji

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 06/2021
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 06/2017 → 01/2018
  Unemployed
  Mooresville, NC
• 03/2016 → 09/2016
  Johnny Brusco's
  Mooresville, NC
• 04/2015 → 05/2017
  University Of North Carolina At Charlotte
  Charlotte, NC
• 11/2024 → 07/2025
  New York Life Insurance Company
  Charlotte, NC
• 04/2025 → 07/2025
  Nylife Securities Llc
  Charlotte, NC
• 06/2023 → 10/2024
  Sunkissed Solar
  Mooresville, NC
• 05/2022 → 05/2023
  Kr Solar
  Charlotte, NC
• 07/2021 → 04/2022
  Unemployed
  Mooresville, NC
• 07/2025 → 09/2025
  Lpl Enterprise, Llc
  Charlotte, NC
• 02/2026 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 02/2026 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 08/2025 → 02/2026
  Stone Press Financial Group
  Charlotte, NC
• 02/2026 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2025-09-11 → 2025-09-30
  Lpl Enterprise, Llc
  Charlotte, NC

Other Businesses

NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: HUNTERSVILLE, NC NATURE OF BUSINESS: LIFE AND HEALTH INSURANCE LICENSE POSITION: N/A START DATE: 09/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams

• S66 Uniform Combined State Law Examination
  2025-09-08
• S63 Uniform Securities Agent State Law Examination
  2025-05-27

Other Names

• Minhal M Somji