Best Investors Account Sign in

Rachel Morgan Kelly

J.P. Morgan Securities LLC

Chicago, IL

CRD 6907110

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-11
TX RA APPROVED 2018-04-02
WI RA APPROVED 2018-03-14
  • IL RA
    APPROVED
    Since 2024-01-11
  • TX RA
    APPROVED
    Since 2018-04-02
  • WI RA
    APPROVED
    Since 2018-03-14

Branch Locations

Chase Tower Chicago 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Madison WI 01/2018 01/2024
Jpmorgan Chase Bank N.A. Madison WI 01/2017 01/2018
Fresh Madison Market Madison WI 09/2013 03/2017
University Of Wisconsin, Madison Madison WI 09/2013 05/2017
Jpmorgan Chase Bank Chicago IL 01/2024 Present
Jpmorgan Securities Llc Chicago IL 01/2024 Present
  • 01/2018 → 01/2024
    Jpmorgan Securities Llc
    Madison, WI
  • 01/2017 → 01/2018
    Jpmorgan Chase Bank N.A.
    Madison, WI
  • 09/2013 → 03/2017
    Fresh Madison Market
    Madison, WI
  • 09/2013 → 05/2017
    University Of Wisconsin, Madison
    Madison, WI
  • 01/2024 → Present
    Jpmorgan Chase Bank
    Chicago, IL
  • 01/2024 → Present
    Jpmorgan Securities Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-01
  • S66 Uniform Combined State Law Examination
    2018-03-01

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor