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Christopher Michael Lewis

Mml Investors Services, LLC

San Jose, CA

San Mateo, CA

CRD 6906985

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-16
  • CA RA
    APPROVED
    Since 2018-08-16

Branch Locations

100 Century Center Court Suite 340, San Jose, CA 95112 • United States

San Mateo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Co San Jose CA 12/2016 Present
Mml Investors Services, Llc San Jose CA 02/2018 Present
Unemployed Newark CA 06/2016 11/2016
  • 12/2016 → Present
    Mass Mutual Life Insurance Co
    San Jose, CA
  • 02/2018 → Present
    San Jose, CA
  • 06/2016 → 11/2016
    Unemployed
    Newark, CA
Other Businesses

(1) NAME: CHRISTOPHER LEWIS INV REL: N ADD: 25 E 25TH AVE, SAN MATEO CA 94403 NATURE: PRIVATE BASEBALL SKILL INSTRUCTION POSITION: PRIVATE HITTING INSTRUCTOR START DATE: 08/01/2020 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 0 DUTIES: ONE ON ONE BASEBALL HITTING SESSIONS WITH YOUNG PLAYERS. SESSIONS ARE HELD ON WEEKDAY EVENINGS, WEEKENDS, OUTSIDE OF TRADING HOURS. (2) NAME: HARRIS PRIVATE WEALTH MANAGEMENT & INSURANCE SOLUTIONS, INC INV REL: Y ADD: 100 CENTURY CENTER COURT, SUITE 340, SAN JOSE, CA 95112 NATURE: LIFE, DI, LTX AND FIXED ANNUITIES INSURANCE POSITION: FINANCIAL ADVISOR START DATE: 1/1/2023 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: USING OUTSIDE BROKERAGES AND OR DIRECT CONTRACTING WITH INSURANCE CARRIERS TO PROVIDE FIXED INSURANCE ALTERNATIVES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-24
  • S66 Uniform Combined State Law Examination
    2018-07-24
Designations
  • Certified Financial Planner
Other Names
  • Christopher Lewis

View on SEC IAPD

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