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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-01 |
| FL | RA | APPROVED | 2018-04-18 |
Branch Locations
2553 1St Avenue North, St. Petersburg, FL 33713 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Florida Orchestra, Inc. | St. Petersburg | FL | 11/2012 | 10/2016 |
| Self Employed/Extended Travel | St. Petersburg | FL | 11/2016 | 01/2018 |
| Lpl Financial Llc | St. Petersburg | FL | 02/2018 | Present |
1. 12/10/2018 - Thrive Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/14/2018 - 173 Hours Per Month/162 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-17 |
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