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Jake Alexis

Citigroup Global Markets Inc.

Laguna Niguel, CA

Beverly Hills, CA

Costa Mesa, CA

CRD 6906587

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-18
  • CA RA
    APPROVED
    Since 2022-07-18

Branch Locations

Laguna Niguel, CA • United States

Citi Private Bank 407 N. Maple Drive, Suite 150, Beverly Hills, CA 90210 • United States

Citi Private Bank 650 Town Center Drive, Suite 1550, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. New York NY 01/2018 09/2020
Full Time Education New Paltz NY 01/2013 08/2017
Unemployed Pleasantville NY 08/2017 12/2017
Morgan Stanley Beverly Hills CA 09/2020 02/2021
Unemployed Marina Del Rey CA 02/2021 06/2022
Citigroup Los Angeles CA 06/2022 Present
  • 01/2018 → 09/2020
    Rbc Capital Markets, Llc.
    New York, NY
  • 01/2013 → 08/2017
    Full Time Education
    New Paltz, NY
  • 08/2017 → 12/2017
    Unemployed
    Pleasantville, NY
  • 09/2020 → 02/2021
    Morgan Stanley
    Beverly Hills, CA
  • 02/2021 → 06/2022
    Unemployed
    Marina Del Rey, CA
  • 06/2022 → Present
    Citigroup
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-05
  • S66 Uniform Combined State Law Examination
    2018-09-05
Other Names
  • Jake Cavaliere Alexis
  • Jake Alexis

View on SEC IAPD

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