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Current Employers
Armstrong Dixon

1500 Sulgrave Ave, Baltimore, MD 21209 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-15
  • MD RA
    APPROVED
    Since 2024-11-15

Branch Locations

1500 Sulgrave Ave, Baltimore, MD 21209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Tech Blacksburg VA 08/2013 07/2017
Fieldstone Financial Management Group, Llc Foxboro MA 05/2016 12/2016
Fieldstone Financial Management Group, Llc Foxboro MA 09/2017 02/2019
Fourstar Wealth Advisors, Llc Chicago IL 02/2019 10/2024
Lpl Financial Llc Baltimore MD 11/2024 Present
  • 08/2013 → 07/2017
    Virginia Tech
    Blacksburg, VA
  • 05/2016 → 12/2016
    Fieldstone Financial Management Group, Llc
    Foxboro, MA
  • 09/2017 → 02/2019
    Fieldstone Financial Management Group, Llc
    Foxboro, MA
  • 02/2019 → 10/2024
    Chicago, IL
  • 11/2024 → Present
    Lpl Financial Llc
    Baltimore, MD
Previous Registrations
  • 2019-05-29 → 2024-11-25
    Foxboro, MA
    Mount Airy, MD
    Chicago, IL
    Sykesville, MD
  • 2018-03-26 → 2019-03-01
    Fieldstone Financial Management Group, Llc
    Foxboro, MA
Other Businesses

1) 02/04/2025 - Armstrong Dixon - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:11/04/2024 - 160 Hrs/Mth - 6.50 Hrs During Trading. 2) 03/10/2025 - Armstrong Dixon - Investment Related - Registered Investment Advisor - At Reported Business Location(s) - Start Date:02/03/2025 - 160 Hrs/Mth - 6.50 Hrs During Trading.I provide investment advisory services through Armstrong Dixon, an independent investment advisor firm. I started this business activity in 02/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 09/03/2025 - ADE, LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date:11/04/2024 - 200 Hrs/Mth - 7 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-15
  • S65 Uniform Investment Adviser Law Examination
    2018-03-15
Designations
Other Names
  • Tucker Aaron Dunn

View on SEC IAPD

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