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Current Employers
Alphastar Capital Management

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-18
IL RA APPROVED 2022-01-06
  • TX RA
    APPROVED_RES
    Since 2022-07-18
  • IL RA
    APPROVED
    Since 2022-01-06

Branch Locations

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

150 N. Schuyler Ave Suite 202, Kankakee, IL 60901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wall Street Financial Group Bourbonnais IL 06/2017 04/2020
Monical's Pizza Charleston IL 02/2015 06/2017
Full Time Student Kankakee IL 08/2000 05/2017
Aewealth Management, Llc Topeka KS 05/2020 01/2022
Rooted Wealth Advisors Bourbonnais IL 05/2020 01/2022
Alphastar Capital Management, Llc Cornelius NC 01/2022 Present
Resilience Wealth Management Kankakee IL 09/2021 Present
  • 06/2017 → 04/2020
    Wall Street Financial Group
    Bourbonnais, IL
  • 02/2015 → 06/2017
    Monical's Pizza
    Charleston, IL
  • 08/2000 → 05/2017
    Full Time Student
    Kankakee, IL
  • 05/2020 → 01/2022
    Aewealth Management, Llc
    Topeka, KS
  • 05/2020 → 01/2022
    Bourbonnais, IL
  • 01/2022 → Present
    Alphastar Capital Management, Llc
    Cornelius, NC
  • 09/2021 → Present
    Resilience Wealth Management
    Kankakee, IL
Previous Registrations
Other Businesses

I sell life insurance and annuities as a part of my financial planning business called Resilience Wealth Management. This Company is an S Corp and is paid a commission for selling those products. I am the owner and founder of Resilience Wealth Management. I founded Resilience Wealth Management in September 2021. I would typically devote 30-40 hours per month to this activity. These hours would be during security trading hours. I use these products as it fits into someones financial plan along with securities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-29
  • S65 Uniform Investment Adviser Law Examination
    2017-12-29
Other Names
  • Duke M Smith

View on SEC IAPD

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