Chase Alexander Richardson

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 11/2018
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT
• 01/2018 → 03/2018
  Robert Half Staffing Agency
  Salt Lake City, UT
• 10/2017 → 12/2017
  Armstrong Steel Buildings
  Englewood, CO
• 09/2017 → 11/2017
  Tucker Albin And Associates
  Aurora, CO
• 04/2017 → 08/2017
  The Grove
  Las Vegas, NV
• 01/2019 → 02/2019
  Unemployed
  Salt Lake City, UT
• 01/2017 → 04/2017
  Medizin
  Las Vegas, NV
• 05/2016 → 01/2017
  Reef
  Las Vegas, NV
• 10/2018 → 12/2018
  Russell Tobin
  Salt Lake City, UT
• 04/2018 → 10/2018
  Wells Fargo Advisors
  Salt Lake City, UT
• 04/2019 → 09/2021
  Wells Fargo Clearing Services, Llc
  Las Vegas, NV
• 10/2021 → 10/2022
  J.P. Morgan Securities Llc
  Houston, TX
• 10/2021 → 10/2022
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 03/2019 → 03/2019
  Goldman Sachs
  Salt Lake City, UT
• 04/2019 → 09/2021
  Wells Fargo Advisors
  Las Vegas, NV
• 11/2022 → Present
  Fisher Investments
  Plano, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-01-13
• S63 Uniform Securities Agent State Law Examination
  2018-03-17

Other Names

• Chase Richardson
• Chase Alexander Richardson