Ben Jay Shrider

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA

Other Businesses

I*448582, Entity Type: Entity For Profit, Name of OBA: JS SLP, LLC, Address: Hilliard, Ohio 43026, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 04/01/2018, No Hours: 0, No Hours during trading: 0, Duties: This is a single member LLC under my wife's SSN; she is the sole member (disregarded entity). I have no day to day role or responsibilities for the business, other than the fact I am named as the Statutory Agent for the LLC

Exams

• S66 Uniform Combined State Law Examination
  2016-06-16
• S63 Uniform Securities Agent State Law Examination
  1999-03-03

Other Names

• Benjamin Jay Shrider