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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-16 |
Branch Locations
100 Perkins Ave Ste C, League City, TX 77573 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | League City | TX | 12/2013 | 06/2025 |
| Kestra Investment Services, Llc | League City | TX | 06/2025 | Present |
| Kestra Advisory Services, Llc | League City | TX | 06/2025 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/16/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: THE GARLAND FINANCIAL GROUP LLC POSITION: Owner/Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 06/16/2025 ADDRESS: 100 Perkins Ave, Ste C, LEAGUE CITY TX 77573, United States DESCRIPTION: As the sole Financial Advisor and owner of the firm, I am responsible for both the strategic direction and day-to-day operations. I cultivate new client relationships while maintaining and deepening those with existing clients. In every engagement--regardless of the product or investment recommendation--I act as a fiduciary, committed to placing my clients' best interests first. I provide customized, comprehensive financial planning when needed and manage all aspects of the firm's investment portfolios, including creation, monitoring, and ongoing review. In addition to advising, I oversee the firm's record-keeping, compliance requirements, and operational processes to ensure our practice runs efficiently and in accordance with regulatory standards. Name: RENTAL PROPERTY POSITION: owner/property manager NATURE: Rental Estate INVESTMENT RELATED: Yes # OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 09/06/2013 ADDRESS: 100 Perkins Ave Ste C, LEAGUE CITY TX 77573, United States DESCRIPTION: As the owner/property managers of these long-term rental properties, we are responsible for lease agreements, handling rent and deposits, communication with tenants, repairs and maintenance during and between occupancies, evictions and dispute resolution, as well as insurance and liability. Name: FIXED INSURANCE AND HEALTH INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/16/2025 ADDRESS: 100 Perkins Ave Ste C, LEAGUE CITY TX 77573, United States DESCRIPTION: Solicitate, sale and service my clients just as I do with variable and investments. Name: AMOCO FEDERAL CREDIT UNION GOVERNANCE COMMITTEE MEMBER POSITION: Governance Committee Member NATURE: Governance Committee member INVESTMENT RELATED: Yes # OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 06/16/2025 ADDRESS: 6807 Emmett F Lowry Expressway, Suite 200, Texas City TX 77591, United States DESCRIPTION: The Governance Committee is responsible for overseeing and ensuring that the organization is well-managed, compliant with laws, and following best practices. Typical responsibilities would be: Board Oversight, Evaluation and Policy Development, Compliance and Legal Oversight, Succession Planning, Strategic Direction, and Risk Management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-31 |
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