Juan Carlos Diez

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-04-11

TX RA
APPROVED

Since 2024-04-11

Branch Locations

10999 W Interstate 10 5Th Fl/Ste 5000, San Antonio, TX 78230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	San Antonio	TX	02/2018	05/2019
Central Rig Services	San Antonio	TX	06/2016	02/2018
Morgan Stanley Private Bank, N.A.	New York	NY	05/2018	04/2024
Wells Fargo Clearing Services, Llc.	San Antonio	TX	04/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	05/2018	Present

02/2018 → 05/2019

Morgan Stanley

San Antonio, TX
06/2016 → 02/2018

Central Rig Services

San Antonio, TX
05/2018 → 04/2024

Morgan Stanley Private Bank, N.A.

New York, NY
04/2024 → Present

Wells Fargo Clearing Services, Llc.

San Antonio, TX
05/2018 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2018-04-27 → 2024-04-16

Morgan Stanley

San Antonio, TX

San Antonio, TX

Other Businesses

PENROSE ENERGY PARTNERS LLC; INV RELATED; SAN ANTONIO, TX; 100% OWNERSHIP; START DATE 4/18/2024; 12 HOURS PER MONTH; 0 DURING TRADING; OWNER. KINDER DIEZ AND ASSOCIATES LLC; INV RELATED; SAN ANTONIO, TX; 50% OWNERSHIP WITH SPOUSE; START DATE 6/8/2018; 0 HOURS PER MONTH; 0 DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-27

S66 Uniform Combined State Law Examination

2018-04-27

View on SEC IAPD