Christopher James Mullucey

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 04/2020
  Nationwide
  Columbus, OH
• 08/2015 → 12/2017
  The Ohio State University
  Columbus, OH
• 05/2016 → 09/2017
  Evergreen Alliance Golf (D.B.A. Tartan Fields Golf Club)
  Dublin, OH
• 08/2017 → 11/2017
  Randstad Staffing
  Columbus, OH
• 11/2016 → 03/2017
  Dublin City Schools
  Dublin, OH
• 05/2020 → 10/2022
  American Funds
  San Antonio, TX
• 05/2020 → 10/2022
  American Funds Distributors, Inc.
  San Antonio, TX
• 01/2018 → 04/2020
  Nationwide Investment Services Corporation
  Columbus, OH
• 10/2022 → Present
  Nuveen Securities, Llc
  New York, NY
• 10/2022 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Previous Registrations

• 2020-06-05 → 2022-10-14
  Capital Client Group, Inc.
  San Antonio, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-06-05
• S63 Uniform Securities Agent State Law Examination
  2020-03-04

Other Names

• Chris Mullucey