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Michael Barnes

Wells Fargo Clearing Services, LLC

Richmond, VA

Richmond, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-23
VA RA APPROVED 2018-06-04
  • TX RA
    APPROVED
    Since 2024-09-23
  • VA RA
    APPROVED
    Since 2018-06-04

Branch Locations

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

3300 Pump Rd, Richmond, VA 23233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. North Chesterfield VA 01/2018 Present
Wells Fargo Bank Na North Chesterfield VA 09/2016 Present
Verizon North Chesterfield VA 01/2015 08/2017
Gracious Living Realty Richmond VA 07/2011 08/2017
  • 01/2018 → Present
    Wells Fargo Clearing Services, Llc.
    North Chesterfield, VA
  • 09/2016 → Present
    Wells Fargo Bank Na
    North Chesterfield, VA
  • 01/2015 → 08/2017
    Verizon
    North Chesterfield, VA
  • 07/2011 → 08/2017
    Gracious Living Realty
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-04
S63 Uniform Securities Agent State Law Examination 2018-04-12
  • S65 Uniform Investment Adviser Law Examination
    2018-06-04
  • S63 Uniform Securities Agent State Law Examination
    2018-04-12
Other Names
  • Michael Barnes
  • Michael Alexander Barnes

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Richmond, VA

More in Richmond, VA

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