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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-10 |
| MN | RA | APPROVED | 2020-04-16 |
Branch Locations
445 East Lake Street Suite 320, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Apple Valley | MN | 09/2016 | 03/2020 |
| Wells Fargo Clearing Services Llc | Apple Valley | MN | 01/2018 | 03/2020 |
| Waters Inc. | Mankato | MN | 07/2011 | 09/2016 |
| Morgan Stanley | Wayzata | MN | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-12 |
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