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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-05 |
| CA | RA | APPROVED | 2021-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Woodland Hills | CA | 10/2014 | Present |
| Wells Fargo Clearing Services Llc | Woodland Hills | CA | 01/2018 | Present |
RENTAL PROPERTY, INVT RELATED, ENCINO, CA, 100% OWNERSHIP BY SPOUSE, START DATE 5/15/2021, 0.25 HRS PER MONTH, 0 HRS DURING TRADING, CHECK SIGNER, HELP MANAGE PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-12 |
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