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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-10 |
| MO | RA | APPROVED | 2000-01-03 |
Branch Locations
222 Madison Street, Jefferson City, MO 65101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Jefferson City | MO | 02/1999 | Present |
1. The Special Learning Center; 1115 Fairgrounds Road Jefferson City, MO 65108; Advisory Board Director; 01/15/2020; 2 Hours per Quarters; During Securities Trading Hours; Not Investment-Related. 2. The Special Learning Center; 1115 Fairgrounds Road, Jefferson City, MO 65109; Not-for-profit organization; Member of the Board; Director; 07/15/2019; 2 Hours per Quarter; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-04-30 |
| S65 | Uniform Investment Adviser Law Examination | 1999-02-19 |
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