Thomas Nickolas Psaltis

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1998 → Present
  Merrill Lynch Asset Management
  Plainsboro, NJ
• 02/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith, Inc.
  Princeton, NJ

Other Businesses

I*3225269 Entity Type: Charitable Name of OBA: Holy Trinity Greek Orthodox Church Address: Wilmington, DE 19806 Investment Related: No Position, Title, Association: Board member Employee Start Date: 01/11/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0, Duties: A religious institution. My Church. I serve on the Board already but am not an officer. My intent is to serve as one of the two Vice President positions. For this role, I will not have access to check-writing authority, no advisory oversight over investments with Church endowment or scholarship funds. Vice President's role is to serve in a limited capacity should the president not be available. Most common scenario is to run the monthly Board Meeting in the event the President cannot make the meeting.

Exams

• S66 Uniform Combined State Law Examination
  2011-12-22

Other Names

• Tom Psaltis