Cody Stephen Gross

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 10/2021
  Wells Fargo Clearing Services, Llc
  Berwyn, PA
• 08/2013 → 12/2017
  West Chester Unveristy
  West Chester, PA
• 01/2017 → 04/2017
  Downingtown High School
  Downingtown, PA
• 10/2021 → 01/2024
  Wells Fargo Advisors Financial Network, Llc
  Wayne, PA
• 02/2024 → Present
  Ameriprise Financial Services, Llc
  Exton, PA

Previous Registrations

• 2021-10-15 → 2024-01-23
  Wells Fargo Advisors Financial Network, Llc
  Wayne, PA
• 2018-08-17 → 2021-10-15
  Wells Fargo Clearing Services, Llc
  Chesterbrook, PA

Other Businesses

Board of Directors; Penn Tau Alumni Board of Sigma Phi Epsilon Fraternity; Treasurer; 614 S Walnut Street, , West Chester, PA, 19382; Not Investment-Related; 05/01/2025; 20 to 39 hours per month; 0 during trading hours. Outside Employment; West Chester University Marching Band; Instructional/Coaching Staff; University organization for the marching arts.; 700 South High Street, , West Chester, PA, 19382; Not Investment-Related; 08/01/2018; 10 to 19 hours per month; 0 during trading hours / Self Employed; Self Employed clinician for Easton High School; Clinician for the marching arts; 133 Chatwood Ave, , West Chester , PA, 19382; Not Investment-Related; 08/01/2018; 1 to 9 hours per month; 0 during trading hours / Mile Marker 255, LLC; Paid by advisor's LLC for the Ameriprise practice.; Manage advisory business; 855 Springdale Drive, Suite 100, Exton, PA, 19341; Investment-Related; 02/26/2024; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2018-08-17

Other Names

• Cody Gross
• Cody Stephen Gross