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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-12-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 01/2018 | Present |
| Colorado Early Colleges | Parker | CO | 10/2017 | 12/2017 |
| Centennial Peaks Hospital | Louisville | CO | 10/2016 | 06/2017 |
| Garden Autism Services, Inc. | Littleton | CO | 10/2016 | 05/2017 |
| N/A | Lone Tree | CO | 06/2017 | 10/2017 |
1) Littleton Hockey Association | Investment Related:No|Sports/Physical Recreation|Goaltending Coach|7/25/2022|Less than 20|0|I am one of the organizational goaltending coaches for LHA. I attend team practices and focus on working with the team goaltenders for all age groups.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-24 |
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