Nancy Kan

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-09-23
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2018-07-23
CT	RA	APPROVED	2017-04-10

NJ RA
APPROVED

Since 2024-09-23
NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2018-07-23
CT RA
APPROVED

Since 2017-04-10

Branch Locations

8840 Sw 136Th St, Miami, FL 33176 • United States

225 Liberty St, New York, NY 10281 • United States

75 Rockefeller Plz, New York, NY 10019 • United States

225 Liberty St 2 World Financial Ctr, New York, NY 10281 • United States

West New York, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	04/2016	Present
Bank Of America, N.A.	New York	NY	09/2017	Present

04/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
09/2017 → Present

Bank Of America, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-08
S63	Uniform Securities Agent State Law Examination	1999-04-28

S66 Uniform Combined State Law Examination

2017-04-08
S63 Uniform Securities Agent State Law Examination

1999-04-28

Other Names

Nancy Kan
Nancy Huang