Best Investors Account Sign in

Sarah Johnston Nierode

Schwab Wealth Advisory, Inc.

San Francisco, CA

CRD 6904719

Claim This Profile
Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-18
TX RA APPROVED 2021-01-10
  • CA RA
    APPROVED
    Since 2023-01-18
  • TX RA
    APPROVED
    Since 2021-01-10

Branch Locations

425 Market Street Floor 17, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnston & Associates Inc Glendale CO 07/2013 01/2018
Charles Schwab & Co., Inc. Sonoma CA 01/2018 Present
Schwab Wealth Advisory Inc Sonoma CA 08/2019 Present
  • 07/2013 → 01/2018
    Johnston & Associates Inc
    Glendale, CO
  • 01/2018 → Present
    Charles Schwab & Co., Inc.
    Sonoma, CA
  • 08/2019 → Present
    Schwab Wealth Advisory Inc
    Sonoma, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-03
S63 Uniform Securities Agent State Law Examination 2018-07-30
  • S66 Uniform Combined State Law Examination
    2019-07-03
  • S63 Uniform Securities Agent State Law Examination
    2018-07-30
Other Names
  • Sarah Isabelle Johnston

View on SEC IAPD

More in San Francisco, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor