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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-24 |
Branch Locations
620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 10/2009 | 04/2022 |
| Bank Of America, N.A. | Newport Beach | CA | 11/2009 | 04/2022 |
| Raymond James & Assocaites, Inc. | Newport Beach | CA | 08/2024 | Present |
| Unemployed | Ladera Ranch | CA | 04/2022 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-22 |
| S66 | Uniform Combined State Law Examination | 2024-04-30 |
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