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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-24
  • CA RA
    APPROVED
    Since 2025-03-24

Branch Locations

620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 10/2009 04/2022
Bank Of America, N.A. Newport Beach CA 11/2009 04/2022
Raymond James & Assocaites, Inc. Newport Beach CA 08/2024 Present
Unemployed Ladera Ranch CA 04/2022 08/2024
  • 10/2009 → 04/2022
    Boston, MA
  • 11/2009 → 04/2022
    Bank Of America, N.A.
    Newport Beach, CA
  • 08/2024 → Present
    Raymond James & Assocaites, Inc.
    Newport Beach, CA
  • 04/2022 → 08/2024
    Unemployed
    Ladera Ranch, CA
Previous Registrations
  • 2009-10-23 → 2022-04-28
    Boston, MA
    Newport Beach, CA
    Los Angeles, CA
    Boston, MA
    Laguna Niguel, CA
    Irvine, CA
    San Diego, CA
    Newport Beach, CA
    Atlanta, GA
    Newport Beach, CA
    Newport Beach, CA
    Laguna Niguel, CA
  • 2002-12-06 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Long Beach, CA
    Irvine, CA
    Newport Beach, CA
    Boston, MA
    Redondo Beach, CA
    San Pedro, CA
    Seal Beach, CA
    Torrance, CA
    Palos Verdes Estates, CA
    Long Beach, CA
    Torrance, CA
    Rolling Hills Estates, CA
    Long Beach, CA
    Long Beach, CA
    Lakewood, CA
    San Pedro, CA
    Newport Beach, CA
    Garden Grove, CA
    Tustin, CA
    Irvine, CA
    Placentia, CA
    Huntington Beach, CA
    Fountain Valley, CA
    Villa Park, CA
    Huntington Beach, CA
    Yorba Linda, CA
    Huntington Beach, CA
    Lake Forest, CA
    Lake Forest, CA
    Laguna Hills, CA
    Dana Point, CA
    Orange, CA
    Mission Viejo, CA
    Mission Viejo, CA
    Brea, CA
    Laguna Beach, CA
    Los Angeles, CA
    Laguna Niguel, CA
    Rancho Santa Margarita, CA
    San Juan Capistrano, CA
    Corona Del Mar, CA
    Newport Beach, CA
    Fullerton, CA
    Irvine, CA
    Orange, CA
    Newport Beach, CA
    La Palma, CA
    Anaheim, CA
    Huntington Beach, CA
    San Clemente, CA
    Buena Park, CA
    Costa Mesa, CA
    Buena Park, CA
    Orange, CA
    Aliso Viejo, CA
    Hermosa, CA
    Newport Beach, CA
    Laguna Hills, CA
    Ladera Ranch, CA
    Yorba Linda, CA
    Laguna Niguel, CA
    Fullerton, CA
    Newport Beach, CA
    Huntington Beach, CA
    Huntington Beach, CA
  • 1999-06-24 → 2002-11-14
    Morgan Stanley Dw Inc.
    Fresno, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-22
S66 Uniform Combined State Law Examination 2024-04-30
  • S65 Uniform Investment Adviser Law Examination
    2025-03-22
  • S66 Uniform Combined State Law Examination
    2024-04-30
Other Names
  • Mark Alan Sederquist

View on SEC IAPD

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