Mark A Sederquist

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 04/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 11/2009 → 04/2022
  Bank Of America, N.A.
  Newport Beach, CA
• 08/2024 → Present
  Raymond James & Assocaites, Inc.
  Newport Beach, CA
• 04/2022 → 08/2024
  Unemployed
  Ladera Ranch, CA

Previous Registrations

• 2009-10-23 → 2022-04-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  Newport Beach, CA
  Los Angeles, CA
  Boston, MA
  Laguna Niguel, CA
  Irvine, CA
  San Diego, CA
  Newport Beach, CA
  Atlanta, GA
  Newport Beach, CA
  Newport Beach, CA
  Laguna Niguel, CA
• 2002-12-06 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Long Beach, CA
  Irvine, CA
  Newport Beach, CA
  Boston, MA
  Redondo Beach, CA
  San Pedro, CA
  Seal Beach, CA
  Torrance, CA
  Palos Verdes Estates, CA
  Long Beach, CA
  Torrance, CA
  Rolling Hills Estates, CA
  Long Beach, CA
  Long Beach, CA
  Lakewood, CA
  San Pedro, CA
  Newport Beach, CA
  Garden Grove, CA
  Tustin, CA
  Irvine, CA
  Placentia, CA
  Huntington Beach, CA
  Fountain Valley, CA
  Villa Park, CA
  Huntington Beach, CA
  Yorba Linda, CA
  Huntington Beach, CA
  Lake Forest, CA
  Lake Forest, CA
  Laguna Hills, CA
  Dana Point, CA
  Orange, CA
  Mission Viejo, CA
  Mission Viejo, CA
  Brea, CA
  Laguna Beach, CA
  Los Angeles, CA
  Laguna Niguel, CA
  Rancho Santa Margarita, CA
  San Juan Capistrano, CA
  Corona Del Mar, CA
  Newport Beach, CA
  Fullerton, CA
  Irvine, CA
  Orange, CA
  Newport Beach, CA
  La Palma, CA
  Anaheim, CA
  Huntington Beach, CA
  San Clemente, CA
  Buena Park, CA
  Costa Mesa, CA
  Buena Park, CA
  Orange, CA
  Aliso Viejo, CA
  Hermosa, CA
  Newport Beach, CA
  Laguna Hills, CA
  Ladera Ranch, CA
  Yorba Linda, CA
  Laguna Niguel, CA
  Fullerton, CA
  Newport Beach, CA
  Huntington Beach, CA
  Huntington Beach, CA
• 1999-06-24 → 2002-11-14
  Morgan Stanley Dw Inc.
  Fresno, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-03-22
• S66 Uniform Combined State Law Examination
  2024-04-30

Other Names

• Mark Alan Sederquist