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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-08 |
Branch Locations
69 State Street, Suite 1200C, Albany, NY 12207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Albany | NY | 06/2020 | 10/2025 |
| Godaddy | Austin | TX | 10/2019 | 03/2020 |
| Express | Albany | NY | 05/2019 | 09/2019 |
| United Bank Of Switzerland | Albany | NY | 01/2018 | 08/2018 |
| Quinnipiac University | Hamden | CT | 08/2015 | 05/2019 |
| Sajcc | Albany | NY | 05/2014 | 08/2018 |
| Lpl Financial Llc | Albany | NY | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-03 |
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