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Scott Philip Schwartz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Vero Beach, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-13
FL RA APPROVED 2018-05-14
  • TX RA
    APPROVED
    Since 2018-06-13
  • FL RA
    APPROVED
    Since 2018-05-14

Branch Locations

660 Beachland Blvd, Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vero Beach FL 01/2018 Present
Unemployed Vero Beach FL 11/2017 12/2017
Pricewaterhousecoopers New York NY 10/2014 10/2017
Bank Of America, N.A Vero Beach FL 05/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-10
  • S66 Uniform Combined State Law Examination
    2018-05-10
Other Names
  • Scott Schwartz

View on SEC IAPD

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Other Offices

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