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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-25
NJ RA APPROVED 2026-06-24
  • TX RA
    APPROVED
    Since 2026-06-25
  • NJ RA
    APPROVED
    Since 2026-06-24

Branch Locations

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 01/2018 03/2021
Wawa Medford NJ 06/2017 01/2018
Neil's Handyman Service Medford NJ 03/2016 01/2018
Rutgers University Camden NJ 09/2015 12/2017
Bank Of America, N.A. / Merrill Edge Pennington NJ 01/2018 03/2021
Jpmorgan Chase Bank, N.A. Cherry Hill NJ 05/2021 10/2021
J.P. Morgan Securities Llc Cherry Hill NJ 05/2021 10/2021
Unemployed Mount Laurel NJ 04/2021 04/2021
Fidelity Investments Mount Laurel NJ 10/2021 04/2025
Fidelity Investments Boston MA 03/2025 04/2025
Wawa Medford NJ 01/2024 01/2025
Kestra Investment Services, Llc Marmora NJ 04/2025 04/2026
Kestra Advisory Services, Llc Marmora NJ 04/2025 04/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 06/2026 Present
Bank Of America, N.A. Pennington NJ 07/2026 Present
  • 01/2018 → 03/2021
    Pennington, NJ
  • 06/2017 → 01/2018
    Wawa
    Medford, NJ
  • 03/2016 → 01/2018
    Neil's Handyman Service
    Medford, NJ
  • 09/2015 → 12/2017
    Rutgers University
    Camden, NJ
  • 01/2018 → 03/2021
    Bank Of America, N.A. / Merrill Edge
    Pennington, NJ
  • 05/2021 → 10/2021
    Jpmorgan Chase Bank, N.A.
    Cherry Hill, NJ
  • 05/2021 → 10/2021
    Cherry Hill, NJ
  • 04/2021 → 04/2021
    Unemployed
    Mount Laurel, NJ
  • 10/2021 → 04/2025
    Fidelity Investments
    Mount Laurel, NJ
  • 03/2025 → 04/2025
    Fidelity Investments
    Boston, MA
  • 01/2024 → 01/2025
    Wawa
    Medford, NJ
  • 04/2025 → 04/2026
    Kestra Investment Services, Llc
    Marmora, NJ
  • 04/2025 → 04/2026
    Marmora, NJ
  • 06/2026 → Present
    Pennington, NJ
  • 07/2026 → Present
    Bank Of America, N.A.
    Pennington, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-01
  • S66 Uniform Combined State Law Examination
    2018-06-01
Other Names
  • Charles John Romano
  • Charles J Romano
  • Charles J Romano
  • Charles Romano

View on SEC IAPD

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