Naomi Diana Roach

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hunt Valley, MD
• 07/2017 → 11/2017
  Chesapeake Collision Co.
  Pasadena, MD
• 05/2016 → 07/2017
  Enterprise Holdings
  Baltimore, MD
• 11/2017 → 01/2018
  Unemployed
  Baltimore, MD

Other Businesses

For profit or not for profit: Non-Profit Name of outside business organization: Sokol Baltimore Inc. Investment related (Y/N): N Address of business: Baltimore, MD United States 21224 Nature of business: Charitable Organization Position, title, association: Gymnastics instructor Start date of relationship: 1/2015 Number of hours devoted: 8 monthly Number of hours devoted during trading hours: 0 Duties: Gymnastics instructor I*131795 For profit or not for profit: For-Profit Organization Name of outside business organization: Naomi Roach Address of business: Nottingham, Maryland 21236 Nature of business: LLC, Compensation for Activity: Position, title, association: Owner, Start date of relationship: 6/20/2020 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Personal and group fitness training and the sale of exercise equipment, fitness programs and natural beauty products.

Exams

• S66 Uniform Combined State Law Examination
  2018-05-25

Other Names

• Naomi Roach