Donald Lee Roseen

Employer firm

Lake Street CRD 296761

$1.16B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• ERISA SECTION 3(21) CO-FIDUCIARY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2003 → 02/2018
  Rothschild Investment Corp.
  Chicago, IL
• 02/2018 → 08/2018
  United Advisors
  New York, NY
• 08/2018 → Present
  Lake Street Financial, Llc
  Chicago, IL

Previous Registrations

• 2018-02-05 → 2018-09-26
  United Advisors Services, Llc
  Chicago, IL
• 2003-06-03 → 2018-02-05
  Rothschild Investment Llc
  Chicago, IL
  Chicago, IL
• 1999-03-12 → 2003-04-15
  Banc One Securities Corporation
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  1999-02-23