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Olivia Koenen

LPl Financial LLC

Tempe, AZ

Gilbert, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-04-02
  • AZ RA
    APPROVED
    Since 2026-04-02

Branch Locations

500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Scottsdale AZ 10/2016 12/2017
Jpmorgan Chase Bank, N.A. Tempe AZ 01/2023 11/2023
Ivivva Scottsdale AZ 05/2016 09/2016
Unemployed Gilbert AZ 05/2020 12/2022
J.P. Morgan Securities Llc Tempe AZ 01/2023 11/2023
Morgan Stanley Gilbert AZ 03/2019 04/2020
Fidelity Investments Westlake TX 12/2023 03/2026
The Vanguard Group, Inc. Scottsdale AZ 01/2018 03/2019
Fidelity Investments Boston MA 03/2025 03/2026
Lpl Financial Llc Tempe AZ 03/2026 Present
  • 10/2016 → 12/2017
    Unemployed
    Scottsdale, AZ
  • 01/2023 → 11/2023
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 05/2016 → 09/2016
    Ivivva
    Scottsdale, AZ
  • 05/2020 → 12/2022
    Unemployed
    Gilbert, AZ
  • 01/2023 → 11/2023
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 03/2019 → 04/2020
    Morgan Stanley
    Gilbert, AZ
  • 12/2023 → 03/2026
    Fidelity Investments
    Westlake, TX
  • 01/2018 → 03/2019
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 03/2025 → 03/2026
    Fidelity Investments
    Boston, MA
  • 03/2026 → Present
    Lpl Financial Llc
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-23
S63 Uniform Securities Agent State Law Examination 2018-04-09
  • S66 Uniform Combined State Law Examination
    2023-02-23
  • S63 Uniform Securities Agent State Law Examination
    2018-04-09
Other Names
  • Olivia Courtney Moutry
  • Olivia Courtney Wein
  • Olivia Wein
  • Olivia Koenen
  • Olivia Moutry
  • Olivia C Koenen
  • Olivia C Moutry
  • Olivia C Wein

View on SEC IAPD

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Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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