Marcus Alan Silver

Employer firm

Nwf Advisory Services Inc CRD 110410

$6.43B regulatory AUM 109 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 09/2022
  First Allied Securities, Inc
  San Diego, CA
• 12/2014 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 09/2022
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 03/2023
  Cetera Advisors Llc
  Westlake Village, CA
• 03/2023 → Present
  Osaic Wealth, Inc.
  Westlake Village, CA

Previous Registrations

• 2020-11-12 → 2023-04-03
  Cetera Investment Advisers Llc
  West Lake Village, CA
• 2014-12-08 → 2020-11-12
  First Allied Advisory Services, Inc.
  West Lake Village, CA
• 2008-05-28 → 2014-12-09
  Western International Securities, Inc.
  Westlake Village, CA
  Westlake Village, CA
• 2005-12-21 → 2008-06-20
  Financial West Group
  Studio City, CA
  Studio City, CA
  Studio City, CA
  Westlake Village, CA
• 2005-03-07 → 2006-01-04
  Ifmg Securities, Inc.
  Beverly Hills, CA
• 2003-12-15 → 2005-03-04
  Essex National Securities, Llc
  Los Angeles, CA
• 2003-08-08 → 2003-11-20
  Wamu Investments, Inc.
  Los Angeles, CA
• 2003-03-10 → 2003-07-30
  Citicorp Investment Services
  Canoga Park, CA

Other Businesses

1.) SILVERBERG WEALTH MANAGEMENT; PRESIDENT; DBA; START DATE 06/01/2014; 160 HOURS PER MONTH. 2.) INSURANCE; AGENT; INSURANCE; START DATE 06/01/2014; 8 HOURS PER MONTH. 3.) ANNUITY ADVISORS; INDEPENDENT CONTRACTOR; INSURANCE; START DATE 01/13/2015; 80 HOURS PER MONTH. 4.) MARCUS SILVERBERG POSITION: financial advisor NATURE: Life insurance, Fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 04/30/2005 ADDRESS: 32107 lindero canyon rd suite 106, Westlake Village CA 91361, United States DESCRIPTION: Looking up rates for interested clients 5) NWF ADVISORY SERVICES POSITION: investment advisory representative NATURE: corp to do advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/31/2023 ADDRESS: 32107 lindero canyon rd suite 106, Westlake Village CA 91361, United States DESCRIPTION: review accounts talk to clients 6) SILVER WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 05/01/2025 ADDRESS: 340 N Westlake Blvd suite 118, Westlake Village CA 91362, United States DESCRIPTION: Financial guidance to clientele 7) OFFICE RENT POSITION: rental NATURE: renting extra space in my office will have renters complete the office sharing request form in addition to signing a lease. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2025 ADDRESS: 340 N WESTLAKE BLVD SUITE 118, Westlake village CA 91362, United States DESCRIPTION: collecting rent assuring the renters do not use our server and get their own and comply with all our policies and procedures 8) MARCUS AND KELTON POSITION: president NATURE: llc for business expenses INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2006 ADDRESS: 340 N WESTLAKE BLVD SUITE 118, suite 118, Westlake Village CA 91362, United States DESCRIPTION: tax benefits for business expenses per cpa guidance

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-10-18
• S65 Uniform Investment Adviser Law Examination
  1999-08-10

Other Names

• Marcus A Silverberg
• Marcus Alan Silverberg