Roy Edward Murrell

955,800 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2020-07-21

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Capital One	Frisco	TX	10/2012	01/2018
Charles Schwab & Co., Inc.	Fort Worth	TX	01/2018	12/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Memphis	TN	12/2019	04/2020
Charles Schwab & Co., Inc.	Cordova	TN	04/2020	Present
Charles Schwab Bank, Ssb	Cordova	TN	04/2020	Present

10/2012 → 01/2018

Capital One

Frisco, TX
01/2018 → 12/2019

Charles Schwab & Co., Inc.

Fort Worth, TX
12/2019 → 04/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Memphis, TN
04/2020 → Present

Charles Schwab & Co., Inc.

Cordova, TN
04/2020 → Present

Charles Schwab Bank, Ssb

Cordova, TN

2020-02-18 → 2020-04-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Memphis, TN
2019-10-14 → 2019-12-26

Charles Schwab & Co., Inc.

Westlake, TX

Fort Worth, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-14
S63	Uniform Securities Agent State Law Examination	2018-07-27