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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-02-27 |
| TX | RA | APPROVED | 2025-02-18 |
Branch Locations
500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2018 | 04/2018 |
| Ubereats | Mesa | AZ | 07/2017 | 01/2018 |
| Bridgecrest Acceptance Corp (Drivetime) | Mesa | AZ | 12/2015 | 09/2017 |
| Macy's Credit Service | Tempe | AZ | 10/2017 | 10/2017 |
| Morgan Stanley | Phoenix | AZ | 07/2018 | 12/2018 |
| Archies Hvac | Tempe | AZ | 05/2018 | 07/2018 |
| Morgan Stanley | Gilbert | AZ | 08/2022 | 12/2022 |
| Ditech Financial Llc | Tempe | AZ | 01/2019 | 12/2019 |
| Advanced Reimbursement Solutions (Ars) | Scottsdale | AZ | 01/2020 | 06/2021 |
| Medix Staffing | Mesa | AZ | 09/2021 | 05/2022 |
| Bright Healthcare | Mesa | AZ | 05/2022 | 07/2022 |
| Morgan Stanley | Gilbert | AZ | 04/2023 | 02/2025 |
| Unemployed | Mesa | AZ | 12/2022 | 04/2023 |
| Lpl Financial Llc | Tempe | AZ | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-23 |
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