Joan Tsuei

Current Employers

Employment History

• 09/2016 → 11/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Century City, CA
• 09/2016 → 03/2019
  Bank Of America
  Los Angeles, CA
• 10/2015 → 09/2016
  Ucla (Student) / Time-Off For Health-Related Reasons
  Los Angeles, CA
• 09/2014 → 12/2018
  University Of California, Los Angeles (Ucla)
  Los Angeles, CA
• 05/2019 → 11/2024
  Bank Of America, N.A.
  Century City, CA
• 11/2024 → Present
  Cooper Mcmanus
  Irvine, CA
• 11/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2019-10-31 → 2024-11-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  New York, NY

Other Businesses

1. COOPER FINANCIAL GROUP DBA COOPER MCMANUS, 9870 Research Dr, Irvine CA 92618, United States, 10/04/2024, IAR, DBA, INV REL, 160/MO - 160/Trading 2. JOAN TSUEI, Los Angeles CA 90034, United States, 10/04/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10/MO - 10/Trading 3. AVANA WEALTH MANAGEMENT, 9465 Wilshire Boulevard, Suite 300, Beverly Hills, CA 90212, United States, START DATE 10/2025, Agent, Using a Trade Name / DBA, NIR, 40 HR/MO - 40 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2019-10-30