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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-19
SD RA APPROVED 2023-01-03
  • TX RA
    APPROVED_RES
    Since 2023-04-19
  • SD RA
    APPROVED
    Since 2023-01-03

Branch Locations

1604 Mountain View Rd Suite 2, Rapid City, SD 57702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Rapid City SD 03/2013 09/2022
Wells Fargo Clearing Services Llc Rapid City SD 01/2018 04/2022
Kol/Murphys Rapid City SD 12/2014 03/2017
Cambridge Investment Research, Inc. Fairfield IA 11/2022 01/2023
Cambridge Investment Research, Inc. Fairfield IA 01/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2023 Present
  • 03/2013 → 09/2022
    Wells Fargo Bank Na
    Rapid City, SD
  • 01/2018 → 04/2022
    Rapid City, SD
  • 12/2014 → 03/2017
    Kol/Murphys
    Rapid City, SD
  • 11/2022 → 01/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2023 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. JJ ADVISOR SERVICES, INC DBA JJ ADVISOR GROUP, 1604 MOUNTAIN VIEW RD STE 2, RAPID CITY SD 57701, United States, 12/15/2022, W2 Employee, CIRA Affiliation, INV REL, 160 HR/MO - 160 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 11/2022, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING 3. AMERICAN RED CROSS - CENTRAL AND WESTERN SD, 1221 N Maple Ave, Rapid City SD 57701, 05/2023, Board Member, NIR, 2 HR/MO, 0 Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-14
S63 Uniform Securities Agent State Law Examination 2018-04-12
  • S65 Uniform Investment Adviser Law Examination
    2018-06-14
  • S63 Uniform Securities Agent State Law Examination
    2018-04-12

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