Tony Richardson

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2015-02-10

NC RA
APPROVED

Since 2015-02-10

Branch Locations

7207 Ibm Drive, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors Llc	New York	NY	09/2014	06/2020
Equitable Advisors, Llc	New York	NY	09/2014	Present

09/2014 → 06/2020

Axa Advisors Llc

New York, NY
09/2014 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

WyzAnt Tutoring Company, non-investment related, Chicago, Illinois. Tutor students in English, Japanese, Series 7 coaching and Bible Studies. Start date 09/08/2016, 10 hours per month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-05

S66 Uniform Combined State Law Examination

2015-02-05

View on SEC IAPD

Employer firm

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

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