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Ryan Scott Mueller

Raymond James & Associates, Inc.

Irvine, CA

CRD 6902453

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-24
CA RA APPROVED 2024-01-09
  • TX RA
    APPROVED_RES
    Since 2024-01-24
  • CA RA
    APPROVED
    Since 2024-01-09

Branch Locations

400 Spectrum Center Dr Suite 1750, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Irvine CA 01/2018 01/2024
Ironwood Brokers And Insurance Marketing Laguna Niguel CA 08/2016 01/2018
Raymond James & Associates Newport Beach CA 01/2024 Present
  • 01/2018 → 01/2024
    Ubs Financial Services
    Irvine, CA
  • 08/2016 → 01/2018
    Ironwood Brokers And Insurance Marketing
    Laguna Niguel, CA
  • 01/2024 → Present
    Raymond James & Associates
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-18
  • S66 Uniform Combined State Law Examination
    2018-04-18

View on SEC IAPD

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