Cynthia Cruz Fermin

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2026-06-15
TX	RA	APPROVED_RES	2026-06-12
VA	RA	APPROVED	2018-09-11

MD RA
APPROVED

Since 2026-06-15
TX RA
APPROVED_RES

Since 2026-06-12
VA RA
APPROVED

Since 2018-09-11

Branch Locations

7600 Wisconsin Ave 5Th Fl [Kw-Rbo], Bethesda, MD 20814 • United States

1753 Pinnacle Dr 3Rd And 4Th Fl [V1-Rbo], Mclean, VA 22102 • United States

Haymarket, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services	Mclean	VA	01/2018	Present
Wells Fargo Bank	Mc Lean	VA	01/2018	Present
Pnc Bank, Na	Bethesda	MD	09/2009	01/2018

01/2018 → Present

Wells Fargo Clearing Services

Mclean, VA
01/2018 → Present

Wells Fargo Bank

Mc Lean, VA
09/2009 → 01/2018

Pnc Bank, Na

Bethesda, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-11

S66 Uniform Combined State Law Examination

2018-09-11

Other Names

Cynthia Fermin

View on SEC IAPD

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Other Offices

LGG FINANCIAL · BETHESDA, MD

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KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD

GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD

NOORDZEE CAPITAL LLC · BETHESDA, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD

HIGHTOWER ADVISORS, LLC · BETHESDA, MD

GOLDEN WEALTH STRATEGIES · Bethesda, MD

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