Philip James Mix

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → Present
  New York Life Insurance Co.
  Louisville, KY
• 06/2018 → Present
  Nylife Securities Llc
  Louisville, KY
• 05/2005 → 06/2024
  Kentucky National Guard
  Louisville, KY
• 01/2017 → 10/2017
  Charlotte's Web
  Louisville, KY
• 10/2022 → Present
  Empower Financial, Llc
  Louisville, KY
• 09/2024 → Present
  Eagle Strategies Llc
  Louisville, KY

Other Businesses

[US Army Reserves; Defending the country from enemies, both foreign and domestic; 1051 Russell Cave Road Lexington, KY 40505; Start Date 03/2024; Role/Title: Officer; Not Investment Related; 20 hours per month; 2 hours per month during securities trading hours] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 9300 Shelbyville Road Suite 1250 Louisville, KY 40222; Start Date 10/2021; Role/Title: Owner; Investment Related; 20 hours per month; 20 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF EMPOWER FINANCIAL, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; LOUISVILLE, KY; START DATE: 10/2022] [Saint Matthews UMC Board; The Saint Matthews UMC is looking to have help for their board with the finance committee. As I understand it, it's mostly looking at money inflows vs. money outflows.; 319 Browns Lane, Louisville, KY 40207; Start Date 12/2023; Role/Title: Volunteer; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; To ensure that the requests for the funds of the church are spent in a judicious manner]

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-09
• S63 Uniform Securities Agent State Law Examination
  2018-10-18