James Bryan Keith Ballentine

Employer firm

Discipline Wealth Solutions, Inc. CRD 315846

$747M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• 3(38)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2002 → Present
  Ballentine Capital Management, Inc.
  Greenville, SC
• 05/2006 → Present
  Bca Private Wealth, Inc.
  Greenville, SC
• 06/2021 → Present
  Discipline Wealth Solutions, Inc.
  Greenville, SC
• 05/2006 → 11/2021
  Triad Advisors, Inc.
  Norcross, GA

Previous Registrations

• 2006-05-12 → 2006-06-13
  Triad Advisors Llc
  Greenville, SC
  Greenville, SC
  Greenville, SC
  Greenville, SC
  Greenville, SC
  Anderson, SC
• 2004-08-10 → 2006-05-19
  Wells Fargo Advisors Financial Network, Llc
  Greenville, SC
• 1999-03-31 → 2004-04-13
  Ameriprise Financial Services, Llc
  Greenville, SC

Other Businesses

1)INSURANCE (MULTIPLE CARRIERS); NON-INVESTMENT RELATED;15 Halton Green Way,Greenville,SC 29607;insurance and annuities;insurance and annuity producer; 2006; 10 HRS/MONTH; ½ HR/DAY; COMPENSATION-PROFITS FROM SELLING MINUS EXPENSES;offer insurance and annuities 2)Ballentine Capital Management,Inc;investment related;15 Halton Green Way,Greenville,SC 29607;operational services & insurance agency;president;4/2002;65 hrs/month;3 hrs during trading;run business,provide operational services to business,provide insurance solutions 3) Discipline Management Partners; President; Investment Related; Greenville, SC; Entity owns both Discipline Wealth Solutions and Discipline Assured Solutions; This is only a holding company for the other entities; less than 10 hours per month 4) Discipline Assured Solutions; President; Investment Related; Greenville, SC; Insurance Sales; Insurance licensed sales; up to 10 hours per week during trading hours 5) Purpose Management Group; President; Not investment related; Greenville, SC; technology holding company that owns Bucketwise and AdvisorMetric which specialized in tech and related advisor services to investment advisor firms; up to 10 hours per week during trading hours. 3)Axos Bank;investment related;15 Halton Green Way,Greenville,SC 29607;bank;referrer;1/2016;1 hr/month;.25 hrs during trading;refer clients to bank and assist them if opening account and helping them with needs as it relates to account. 4)2AB Holdings,LLC;not investment related;15 Halton Green Way,Greenville,SC 29607;real estate;member;11/2020;.5 hrs/month;less than .5 hrs during trading;own office building and lease space 5)Discipline Wealth Solutions;investment related;15 Halton Green Way,Greenville,SC 29607;RIA & back office support;managing member;6/25/2021;10 hrs/month;.5 hrs during trading;run business,portfolio management for other RIAs and/or IARs,back office support for other advisors 6)Ballentine Capital Advisors Connected by Community podcast;investment related;15 Halton Green Way,Greenville,SC 29607;podcast;president;6/1/2021;4 hrs/month;20 mins during trading;host podcast 7) BOOK PUBLICATION WITH BC PUBLISHING, LLC; GREENVILLE, SC; AUTHOR; 2023; APPROXIMATELY 2 HRS/MO DURING TRADING HOURS; WRITING AND MARKETING BOOKS ON WEALTH MANAGEMENT FOR PURCHASE ON VARIOUS ECOMMERCE PLATFORMS 8)ADVISORMETRIC, LLC; NON-INVESTMENT-RELATED; GREEN WAY, SC; OWNER; MARCH 2024; APPROXIMATELY 3 HRS/MO DURING TRADING HOURS; EDUCATION SERVICES TO OTHER ADVISORS

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-04-16
• S63 Uniform Securities Agent State Law Examination
  1999-03-04

Designations

• Certified Financial Planner

Other Names

• Bryan Ballentine
• Keith Ballentine
• Keith Ballentine
• James Bryan Ballentine
• James Bryan Keith Ballentine