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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-07-08 |
| TX | RA | APPROVED | 2025-07-08 |
Branch Locations
900 East Eighth Street, Washington, MO 63090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Breakaway Cafe | St. Louis | MO | 09/2016 | 05/2017 |
| Hibbett Sporting Goods | Washington | MO | 05/2017 | 08/2017 |
| Breakaway Cafe | St. Louis | MO | 08/2017 | 11/2017 |
| Sporlin Valve (Through Temporary Agency: Manpower) | Washington | MO | 12/2017 | 01/2018 |
| Butler Associates Financial Planners | St. Louis | MO | 01/2018 | 02/2020 |
| Fsc Securities Corporation | St. Louis | MO | 02/2020 | 08/2020 |
| Ameriprise Financial Services Llc | Washington | MO | 11/2021 | 07/2025 |
| Bank Of Franklin County | Washington | MO | 06/2020 | Present |
| Unemployed | Washington | MO | 02/2020 | 06/2020 |
| Cetera Investment Services Llc | Saint Cloud | MN | 07/2025 | Present |
| Cetera Investment Advisers Llc | Washington | MO | 07/2025 | Present |
1.) COMMUNITY SERVICE FOR FRANKLIN COUNTY UNITED WAY, 3/HRS/WK. 2.) TREASURER FOR WASHINGTON MO JAYCEES, VIEW ONLY ACCESS TO BANK ACCOUNTS, CHECK WRITING PRIVILEGES IN DUAL CAPACITY, 3/HRS/WK . 3.) OCCASSIONAL ASSISTANCE TO BANK CUSTOMERS AT BANK OF FRANKLIN COUNTY, NEW ACCOUNT OPENING, DEPOSIT ACCOUNTS. 4.) SALE OF FIXED INSURANCE THROUGH JBC COMPANIES 5.) SALE OF FIXED INSURANCE TO BE WRITTEN THROUGH MISSOURI VALLEY INSURANCE AGENCY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-25 |
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