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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-07-08
TX RA APPROVED 2025-07-08
  • MO RA
    APPROVED
    Since 2025-07-08
  • TX RA
    APPROVED
    Since 2025-07-08

Branch Locations

900 East Eighth Street, Washington, MO 63090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Breakaway Cafe St. Louis MO 09/2016 05/2017
Hibbett Sporting Goods Washington MO 05/2017 08/2017
Breakaway Cafe St. Louis MO 08/2017 11/2017
Sporlin Valve (Through Temporary Agency: Manpower) Washington MO 12/2017 01/2018
Butler Associates Financial Planners St. Louis MO 01/2018 02/2020
Fsc Securities Corporation St. Louis MO 02/2020 08/2020
Ameriprise Financial Services Llc Washington MO 11/2021 07/2025
Bank Of Franklin County Washington MO 06/2020 Present
Unemployed Washington MO 02/2020 06/2020
Cetera Investment Services Llc Saint Cloud MN 07/2025 Present
Cetera Investment Advisers Llc Washington MO 07/2025 Present
  • 09/2016 → 05/2017
    Breakaway Cafe
    St. Louis, MO
  • 05/2017 → 08/2017
    Hibbett Sporting Goods
    Washington, MO
  • 08/2017 → 11/2017
    Breakaway Cafe
    St. Louis, MO
  • 12/2017 → 01/2018
    Sporlin Valve (Through Temporary Agency: Manpower)
    Washington, MO
  • 01/2018 → 02/2020
    Butler Associates Financial Planners
    St. Louis, MO
  • 02/2020 → 08/2020
    Fsc Securities Corporation
    St. Louis, MO
  • 11/2021 → 07/2025
    Washington, MO
  • 06/2020 → Present
    Bank Of Franklin County
    Washington, MO
  • 02/2020 → 06/2020
    Unemployed
    Washington, MO
  • 07/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 07/2025 → Present
    Washington, MO
Previous Registrations
Other Businesses

1.) COMMUNITY SERVICE FOR FRANKLIN COUNTY UNITED WAY, 3/HRS/WK. 2.) TREASURER FOR WASHINGTON MO JAYCEES, VIEW ONLY ACCESS TO BANK ACCOUNTS, CHECK WRITING PRIVILEGES IN DUAL CAPACITY, 3/HRS/WK . 3.) OCCASSIONAL ASSISTANCE TO BANK CUSTOMERS AT BANK OF FRANKLIN COUNTY, NEW ACCOUNT OPENING, DEPOSIT ACCOUNTS. 4.) SALE OF FIXED INSURANCE THROUGH JBC COMPANIES 5.) SALE OF FIXED INSURANCE TO BE WRITTEN THROUGH MISSOURI VALLEY INSURANCE AGENCY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-25
  • S66 Uniform Combined State Law Examination
    2021-04-25
Other Names
  • Jake Edward Erwin
  • Jake Erwin

View on SEC IAPD

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