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Matthew Cotter Smith

Morgan Stanley

Philadelphia, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-08
NJ RA APPROVED 2022-06-06
PA RA APPROVED 2022-06-03
  • TX RA
    APPROVED
    Since 2022-06-08
  • NJ RA
    APPROVED
    Since 2022-06-06
  • PA RA
    APPROVED
    Since 2022-06-03

Branch Locations

1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Randstad Malvern PA 01/2018 09/2018
Kforce Inc. Philadelphia PA 11/2016 01/2018
The Vanguard Group, Inc. Malvern PA 09/2018 01/2022
Freda Real Estate Sea Isle City NJ 01/2019 01/2022
Morgan Stanley Smith Barney Llc Philadelphia PA 01/2022 Present
  • 01/2018 → 09/2018
    Randstad
    Malvern, PA
  • 11/2016 → 01/2018
    Kforce Inc.
    Philadelphia, PA
  • 09/2018 → 01/2022
    The Vanguard Group, Inc.
    Malvern, PA
  • 01/2019 → 01/2022
    Freda Real Estate
    Sea Isle City, NJ
  • 01/2022 → Present
    Morgan Stanley Smith Barney Llc
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-03
S63 Uniform Securities Agent State Law Examination 2018-10-25
  • S66 Uniform Combined State Law Examination
    2022-06-03
  • S63 Uniform Securities Agent State Law Examination
    2018-10-25
Other Names
  • Matt Smith
  • Matthew Smith

View on SEC IAPD

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