Best Investors
Account
Sign in
Best Investors
Account
Sign in
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-22 |
Branch Locations
211 Main St, East Aurora, NY 14052 • United States
12209 Route 16, Yorkshire, NY 14173 • United States
3672 Route 78, Strykersville, NY 14145 • United States
451 Elmwood Ave, Buffalo, NY 14209 • United States
401 W Main St, Batavia, NY 14020 • United States
54 Washington St, Ellicottville, NY 14731 • United States
26 Main St, Attica, NY 14011 • United States
100 Corporate Pkwy Ste 118, Amherst, NY 14226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University At Buffalo | Buffalo | NY | 08/2014 | 02/2017 |
| Unemployed | East Aurora | NY | 10/2017 | 02/2018 |
| East Aurora Country Club | East Aurora | NY | 05/2014 | 09/2017 |
| Axa Advisors, Llc | New York | NY | 02/2018 | 10/2019 |
| Raymond James Financial Services, Inc. | Orchard Park | NY | 01/2020 | 02/2022 |
| Hadley Carpentry | East Aurora | NY | 10/2019 | 03/2024 |
| Raymond James Financial Services Advisors, Inc. | Orchard Park | NY | 01/2020 | 02/2022 |
| Robert J. Ellis Financial Advisors. Llc. | Orchard Park | NY | 01/2020 | 02/2022 |
| Ritter Insurance Marketing Llc | Orchard Park | NY | 10/2020 | 02/2022 |
| Citigroup | Getzville | NY | 03/2022 | 12/2023 |
| Principal Life Insurance Company | Amherst | NY | 05/2024 | Present |
| Principal Securities, Inc. | Amherst | NY | 05/2024 | Present |
| American Elm Financial | Amherst | NY | 02/2025 | Present |
**INSURANCE POSITION: Outside Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 09/01/2024 ADDRESS: 100 Corporate Parkway, Suite 118, Amherst NY 14226, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers. **INSURANCE / American Elm Financial (DBA) POSITION: American Elm Financial NATURE: DI/A&H Insurance Fee Based Financial Planning Financial Strategies/Needs Analysis Group/Health Insurance Life Insurance/Annuities Mutual Funds/Securities/VA/VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2025 ADDRESS: 100 Corporate Pkwy, Suite 118, Amherst NY 14226, United States DESCRIPTION: DBA ESTABLISHED FOR THE PURPOSES OF BRANDING AND SOLICITING, AS A TEAM, THE SAME PRODUCTS ANDSERVICES CURRENTLY OFFERED UNDER OUR PRINCIPAL SECURITIES REGISTRATION. WE WILL UTILIZE PPN, PSI, AND PRINCIPAL.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-19 |
Reach out to this advisor