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Rick Thomas Kinnard

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-16
  • TX RA
    APPROVED
    Since 2023-08-16

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Westlake TX 07/2018 06/2024
Aerotek Bedford TX 02/2018 07/2018
Electro Enterprises Fort Worth TX 05/2016 04/2017
The Home Depot North Richland Hills TX 12/2015 02/2018
Charles Schwab & Co., Inc. Westlake TX 08/2023 Present
  • 07/2018 → 06/2024
    Td Ameritrade
    Westlake, TX
  • 02/2018 → 07/2018
    Aerotek
    Bedford, TX
  • 05/2016 → 04/2017
    Electro Enterprises
    Fort Worth, TX
  • 12/2015 → 02/2018
    The Home Depot
    North Richland Hills, TX
  • 08/2023 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
Previous Registrations
  • 2021-11-22 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Southlake, TX
  • 2021-11-22 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-19
S63 Uniform Securities Agent State Law Examination 2018-10-11
  • S66 Uniform Combined State Law Examination
    2021-11-19
  • S63 Uniform Securities Agent State Law Examination
    2018-10-11

View on SEC IAPD

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FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
ADVISOR RESOURCE COUNCIL
SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

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