Ana Jessica Paulino

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 12/2022
  Tdameritrade
  Westlake, TX
• 01/2018 → 06/2018
  Aerotek
  Hurst, TX
• 10/2017 → 12/2017
  Unemployed
  Fort Worth, TX
• 06/2017 → 09/2017
  Portfolio Recovery Associates
  North Richland Hills, TX
• 10/2016 → 05/2017
  Unemployed
  Fort Worth, TX
• 01/2016 → 09/2016
  Xerox, Union Bank
  Arlington, TX
• 10/2022 → 06/2024
  Charles Schwab & Co., Inc.
  Westlake, TX
• 12/2024 → 09/2025
  Avantax Investment Services, Inc.
  Fort Worth, TX
• 12/2024 → 09/2025
  Avantax Advisory Services
  Fort Worth, TX
• 12/2024 → Present
  Wilshire Consultants Inc.
  Fort Worth, TX
• 07/2024 → 11/2024
  Unemployed
  Fort Worth, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-12-13 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Fort Worth, TX
• 2022-10-04 → 2024-06-17
  Charles Schwab & Co., Inc.
  Fort Worth, TX
  Southlake, TX
  Westlake, TX
• 2020-01-02 → 2022-10-14
  Td Ameritrade, Inc.
  Westlake, TX
• 2020-01-02 → 2021-02-22
  Td Ameritrade Investment Management, Llc
  Southlake, TX

Other Businesses

1)WILSHIRE CONSULTANTS INC. POSITION: Client Services Manager NATURE: I am employed at Wilshire Consultants as a licensed (7,63,66) client services manager. The primary purpose of my position is to ensure all operational functions are processed efficiently with limited errors, putting the needs of the client first and providing exceptional service every single time. This position performs a variety of operational tasks for complex securities or cash related transactions or processes that require extensive knowledge of departmental functions and systems. Duties include, but are not limited to the following: -maintaining advisors and client files -creating reports and preparing for client meetings -copying client meeting notes and filing appropriately -contacting clients and obtaining necessary information -notifying clients of any money movement -following up with A & B clients to ensure their needs are being met -assigning client classification and updating information in database/CRM -setting up new accounts -processing and reconciling transactions -processing distribution requests -creating transfer requests and monitoring that requested funds have been transferred -researching inquiries and resolving customer service issues -opening customer service logs and following up to ensure resolution and communicating outcome(s) to clients -may perform special projects as assigned -front desk support as needed INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/02/2024 ADDRESS: 101 Summit Ave., Suite 410, Fort Worth TX 76102, United States DESCRIPTION: My duties consist of talking to clients about their accounts as well as servicing the accounts. The majority of my role consists of assisting Rick with his workload to ensure client needs are met in a timely manner.

Exams

• S66 Uniform Combined State Law Examination
  2019-12-23
• S63 Uniform Securities Agent State Law Examination
  2018-08-29

Other Names

• Ana Jessica Paulino
• Ana Paulino Zepeda