Joshua Michael Roark

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 08/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 01/2018 → 08/2023
  Bank Of America, N.A.
  Houston, TX
• 01/2017 → 12/2017
  Family Heritage
  Houston, TX
• 12/2017 → 01/2018
  Colonial Life
  Houston, TX
• 08/2012 → 01/2018
  Houston Isd
  Houston, TX
• 04/2016 → 09/2016
  Valuteachers
  Houston, TX
• 04/2017 → 07/2017
  Zurvita
  Katy, TX
• 11/2016 → Present
  Sports Official
  Katy, TX
• 09/2016 → 01/2017
  Office Systems Of Texas
  Houston, TX
• 08/2023 → Present
  Wells Fargo Clearing Services, Llc
  Fort Worth, TX

Previous Registrations

• 2018-05-23 → 2023-08-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Frisco, TX
  Houston, TX
  Fort Worth, TX
  Grand Prairie, TX
  Bedford, TX
  Fort Worth, TX
  Fort Worth, TX
  Fort Worth, TX
  Fort Worth, TX
  Fort Worth, TX
  Hurst, TX
  Hurst, TX

Other Businesses

I*135420 For profit or not for profit: For-Profit Organization Name of outside business organization: Joshua Roark Sole Proprietorship Investment related: N Address of business: Aledo, Texas 76008 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 2/1/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The company will buy mobile home parks and lease the land to home owners of mobile homes. FORT WORTH FOOTBALL OFFICIALS, NOT INV RELATED, FORT WORTH, TX, SPORTS OFFICIAL, START DATE 8/30/2018, 8 HOURS PER MONTH, 0 DURING TRADING, OFFICIATE HS FOOTBALL GAMES. | RENTAL PROPERTY; INV RELATED; ALEDO, TX; 100% OWNERSHIP; 06/2025; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL PROPERTY | LLC; INV RELATED; ALEDO, TX; 07/2025; 2 HOURS PER MONTH; 0 DURING TRADING; PROTECTION FOR RENTAL HOUSE

Exams

• S66 Uniform Combined State Law Examination
  2018-05-21

Other Names

• Joshua Roark