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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-20
  • TX RA
    APPROVED
    Since 2018-04-20

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

5500 Preston Rd, Dallas, TX 75205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plano TX 01/2018 Present
Bank Of America, N.A. Plano TX 01/2018 Present
Citibank Tinley Park IL 06/2015 01/2018
Kiero Corp. Orland Park IL 07/2011 09/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-19
  • S66 Uniform Combined State Law Examination
    2018-04-19

View on SEC IAPD

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