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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-13
FL RA APPROVED 2018-07-20
  • TX RA
    APPROVED
    Since 2018-09-13
  • FL RA
    APPROVED
    Since 2018-07-20

Branch Locations

1800 Sw Gatlin Blvd, Port Saint Lucie, FL 34953 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Port Saint Lucie FL 08/2003 Present
Bank Of America, N.A. Port Saint Lucie FL 08/2003 Present
Other Businesses

I*138290 For profit or not for profit: For-Profit Organization Name of outside business organization: Lovanh Family Farm, LLC. Investment related: N Address of business: Fort Pierce, Florida 34945 Nature of business: LLC Position, title, association: , Start date of relationship: 6/9/2021 Number of hours devoted: 1000 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Family farm growing organic sub-tropical fruits trees, organic vegetables, and raising livestock such as cattle and chickens. Once the crop is ready for harvest then will open store front to sell to the public.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-18
  • S66 Uniform Combined State Law Examination
    2018-05-18

View on SEC IAPD

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