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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-15 |
Branch Locations
50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | East Hampton | NY | 01/2018 | 04/2022 |
| Jpmorgan Chase Bank N.A. | East Hampton | NY | 01/2018 | 08/2019 |
| People's United Bank | Southampton | NY | 01/2017 | 12/2017 |
| Massage Envy Spa | Lake Grove | NY | 09/2016 | 01/2017 |
| Treasure Island | Lake Grove | NY | 06/2012 | 09/2016 |
| Stony Brook University | Stony Brook | NY | 08/2012 | 12/2016 |
| Jpmorgan Chase Bank Na | Southampton | NY | 08/2019 | 04/2022 |
| Jpmorgan Chase Bank, N.A. | Boston | MA | 04/2022 | Present |
| J.P. Morgan Securities Llc | Boston | MA | 04/2022 | Present |
Effective 4/16/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. Entity Name: Suh Pottery Investment related: N Address: 2 Aelanthius St. East Setauket NY 11733 www.instagram.com/suhpottery Nature of the other business: Pottery Position/Title/Relationship: Sole Proprietor Start Date: 03/01/2021 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 4hrs per month during trading hours Briefly describe your duties: I will be the sole proprietor for this pottery business. My mother will be making pottery and I will be helping her promote and sell her pottery.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-02 |
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