Kai L Zheng

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-07-21
FL	RA	APPROVED	2020-06-30

TX RA
APPROVED_RES

Since 2026-07-21
FL RA
APPROVED

Since 2020-06-30

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr. Martin Luther King Boulevard, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments	Plano	TX	10/2017	Present
State Farm Insurance	Richardson	TX	06/2014	09/2017

10/2017 → Present

Fisher Investments

Plano, TX
06/2014 → 09/2017

State Farm Insurance

Richardson, TX

Other Businesses

| Name of the other business: ESEB | Investment-related? NO | Address of the other business: www.youtube.com | Nature of the other business: ESports News | Position, title, or relationship with the other business: CEO/MAIN HOST | Start date of your relationship: 06/01/16 | Approximate number of hours/month you devote to the other business: 1-5 |Number of hours you devote to the other business during securities trading hours: 0 |Duties relating to the other business: DELIVERY OF NEWS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-02-12

S65 Uniform Investment Adviser Law Examination

2018-02-12

View on SEC IAPD