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Jonathan Morrell Moody

A.G.P. / Alliance Global Partners

Holmdel, NJ

Charlotte, NC

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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-10
  • NC RA
    APPROVED
    Since 2024-05-10

Branch Locations

2137 Route 35 Suite 345, Holmdel, NJ 07733 • United States

700 East Blvd Unit 3, Charlotte, NC 28203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Financial Corp. Charlotte NC 06/2019 02/2024
Capitol Financial Solutions Charlotte NC 06/2018 06/2019
Winthrop University Rock Hill SC 01/2017 05/2019
Carroll Financial Charlotte NC 01/2018 02/2018
Central Piedmont Community College Charlotte NC 08/2013 12/2016
Alliance Global Partners New York NY 03/2024 Present
  • 06/2019 → 02/2024
    Stifel Financial Corp.
    Charlotte, NC
  • 06/2018 → 06/2019
    Capitol Financial Solutions
    Charlotte, NC
  • 01/2017 → 05/2019
    Winthrop University
    Rock Hill, SC
  • 01/2018 → 02/2018
    Carroll Financial
    Charlotte, NC
  • 08/2013 → 12/2016
    Central Piedmont Community College
    Charlotte, NC
  • 03/2024 → Present
    Alliance Global Partners
    New York, NY
Previous Registrations
Other Businesses

dba Van Pelt & Company, 700 E Blvd, Suite 3, Charlotte NC 28213, investment-related, 9/15/25, full-time

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-27
  • S66 Uniform Combined State Law Examination
    2019-06-27
Designations
Other Names
  • Jonathan Morrell Moody
  • Jonathan Moody
  • Jona Moody

View on SEC IAPD

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Other Offices

UNIQUE FINANCIAL ADVISORS LLC · HOLMDEL, NJ
PNC WEALTH MANAGEMENT LLC · HOLMDEL, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Middletown, NJ
WORLD INVESTMENT ADVISORS, LLC · MIDDLETOWN, NJ
EDWARD JONES · MIDDLETOWN, NJ
LPL FINANCIAL LLC · HOLMDEL, NJ
INTEGRATED WEALTH CONCEPTS LLC · HOLMDEL, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · Holmdel, NJ

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