Daniel C Duffey

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 02/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Glastonbury, CT
• 08/2015 → 02/2019
  Bank Of America, N.A.
  Glastonbury, CT
• 03/2019 → 02/2020
  Rbc Capital Markets, Llc.
  Glastonbury, CT
• 02/2020 → 09/2021
  Voya Financial Advisors, Inc
  Windsor, CT
• 09/2021 → Present
  Fidelity Investments
  Merrimack, NH
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2021-10-19 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  South Windsor, CT
• 2020-02-27 → 2021-09-07
  Voya Financial Advisors, Inc.
  Windsor, CT
• 2019-03-01 → 2020-02-26
  Rbc Capital Markets, Llc
  Glastonbury, CT
• 2018-05-22 → 2019-02-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT
  New Haven, CT
  Hartford, CT
  Glastonbury, CT
  Hartford, CT
  New Haven, CT

Exams

• S66 Uniform Combined State Law Examination
  2018-05-21

Other Names

• Daniel Duffey
• Dan Duffey
• Daniel Christian Duffey
• Daniel C Duffey